Legal Compliance Advisory Services
Stay Compliant. Operate Confidently.
In today’s complex regulatory environment, businesses face ever-changing legal requirements, both locally and globally. EFG’s Legal Compliance Advisory Services are designed to help you stay ahead of the curve—ensuring your operations remain lawful, transparent, and risk-free.
Our team of legal and regulatory experts provide tailored compliance frameworks, advisory support, and real-time guidance so that you can focus on growth without fearing penalties, disruptions, or reputational harm.
Our Compliance Services Include
Corporate Compliance Management
We ensure your company meets all legal obligations required by regulatory bodies in your jurisdiction and industry.
- Annual Returns & Renewals
- Company Secretary Support
- Board Meeting Minutes & Shareholder Resolutions
- Statutory Registers & Records
- Filing of Notices & Changes
Regulatory & Licensing Compliance
Different industries require sector-specific licenses and ongoing reporting. EFG helps you identify, obtain, and renew these licenses on time.
- Business Activity Licensing
- Trade License Renewal Management
- Sector-Specific Regulatory Advisory
- Documentation & Government Liaison
- Risk Assessment for Non-Compliance
Anti-Money Laundering (AML) & KYC Advisory
Regulators globally now require businesses to implement stringent anti-money laundering procedures and Know Your Customer (KYC) practices.
- AML/KYC Policy Design
- Compliance Training for Staff
- Transaction Monitoring Frameworks
- Suspicious Activity Reporting (SAR)
- Risk-Based Due Diligence
Data Protection & Privacy Compliance
If your business handles customer or employee data, you need to comply with privacy regulations such as GDPR, DIFC, or local equivalents.
- Data Privacy Policy Drafting
- Privacy Impact Assessments
- Consent & Access Management Support
- Cybersecurity Compliance Alignment
- Regulatory Filing (where required)
Employment & HR Compliance
Stay compliant with labor laws and employee rights to avoid legal disputes and workforce disruptions.
- Employment Contract Reviews
- HR Policy Manuals
- Workplace Health & Safety Standards
- Disciplinary & Grievance Procedures
- End-of-Service & Termination Compliance
Compliance Audits & Risk Assessments
We conduct periodic reviews of your business operations to uncover gaps, reduce risks, and implement improvements.
- Full-Scope Compliance Audits
- Risk Mapping & Heat Matrix Reports
- Action Plan Development & Monitoring
- Compliance Officer Support
- Custom Compliance Frameworks
Who Needs Compliance Advisory?
- New Companies / Startups
- SMEs Entering Regulated Sectors
- Multinational Corporates Expanding in New Jurisdictions
- Companies Seeking Investment or Loans
- Businesses Undergoing Mergers or Restructuring
- Financial Services & Fintech Companies
Let’s Build a Brand that Speaks the Future
At EFG Corporate Services Provider, we recognize that navigating business complexities can be challenging. That’s why our team of experts is committed to delivering tailored solutions that streamline your setup process and provide ongoing support. From company formation to HR assistance, we are dedicated to empowering your business growth in the UAE and beyond.
Need Help?
For assistance with bookings, questions about your session, or special requests, contact us at: